The Dionysian Middle Ages

Schoenberg in Structural Functions of Harmony views music as a swing back and forth between Apollonian and Dionysian epochs. Epochs of standardization and epochs of artistic liberation. That's not surprising, and it is surprising. Not surprising because he steals the idea from Neitzsche, and Schoenberg is just the person to do that. Surprising, because Schoenberg clearly in other places wants to view his atonal breakthrough of the 1920s as the capstone of musical progression since the 18th century. Yet here, in a more honest assessment, he's viewing the Second Viennese School (his school) as akin to the First (Mozart's and Haydn's) - standardization and regularization. Schoenberg, in the end, is sort of a mess. He's really an expressionist, a Wagnerian romantic on steroids, and it seems like he tries to mask it in 12-tone music, but it just comes off angsty, like his early tonal works. (Webern, oddly, doesn't come off as angsty - humorous, perhaps - but maybe that's my subjective opinion.)

But Schoenberg isn't whom this post is about.

Music history courses see the Middle Ages as a vehicle for getting us from monophony to the "tonal system" of music. It strikes me right off the bat as a bad way to approach any field of history - seeing it as another link in the chain that eventually leads to where we are in history. That's chronological snobbery, if anything is.

Modern music history really treats Medieval composers as if they're desperately groping to find the authentic V-I cadence. If only they could, they'd finally be out of the modal system they're in and into the system of chords and harmony that'll give us Bach and all that good stuff.

I was sitting in on a music history class at a big name university just recently, and I saw this happening. The professor showed the class how a typical V-I cadence results from the rules of species counterpoint. And it works perfectly well - imperfect intervals resolve to perfect ones, and we go from the bare-bones Medieval cadence to a tonal cadence you might hear in Bach. And so, naturally, we assume that the Middle Ages experienced just such a shift.

That's silly, though. One needn't listen to much hoquetus to know that these Medievals know exactly what they're doing with harmony. They're not kids at it. Maybe we just ought to consider the possibility that they choose the system they choose not because they can't come up with something better ("better" as defined as "more like the modern system"), but because they want to. They have a reason for doing the things they do, and a reason beyond, "We're having trouble figuring out how to make this sound natural."

What about the clever induction of the V-I cadence from species counterpoint? One has to remember where this comes from. I don't know - I don't have any sort of scholarship on this point, but it can't be from someone much earlier than Johann Fux. What does that mean? It means that this represents an "Apollonian" analysis of a "Dionysian" epoch. Fux is a regularizer. He's looking back on a period of relative freedom and imposing rules on it. That's what those darned Apollonians do.

That's my theory anyway. You all know this blog is me throwing out "theories", most of which are wrong, all of which are unproven. But let me go to college and try to find out if I'm right.

What Else Is New?

One of the most well-known moments in Western music is the stark tension of measures 12-16 in Wagner's Tristan und Isolde Prelude (1:17-1:50). The theme gets increasingly fragmented, increasingly higher, and always resolves on an unresolved dominant seven. At last, only two notes of the theme are left with no harmony underneath, until suddenly an unexpected chord bursts out of nowhere:









Wagner is taking advantage of the harmonic ambiguity in the third and fourth measures of the excerpt above. The passage can be put into simple chords as follows:









The question mark represents the lack of any harmony. What's this doing compositionally? It's creating a huge amount of tension. The listener is looking for resolution, and instead of giving it, Wagner simply takes away all harmony and leaves a two-note strand of music without any sort of context. While we're waiting for any sort of resolution, he suddenly gives us what we're not expecting—yet another unresolved dominant seven, this time an E-major minor-7 chord.

What's particularly interesting is that this isn't a new tactic. Harold C. Schonberg in his book The Great Conductors points out that "even the most important chords of the nineteenth century—the ones that open Tristan und Isolde—had previously occurred, almost note for note, in Liszt's song, Ich möchte hingehn, composed in 1845, more than ten years before Wagner 'composed' the Tristan opening." But the harmonic ambiguity Wagner uses a few measures later is actually a tactic used much, much earlier by none other than Johann Sebastian Bach in his Christmas Oratorio, BWV 248, Flösst, mein Heiland, flösst dein Namen.














Bach, too, is fragmenting his theme, taking away its unresolved harmony, and then surprising us with yet another dominant seventh chord. This can be analyzed similarly:











So, don't bother to do anything new harmonically. Chances are, Bach has already done. As Arnold Schoenberg points out in Style and Idea, Bach was really the first composer to use a tone row. Right there, in BWV 869, the final Fugue in the Well-Tempered Clavier! (Erm. Well, you get the idea.)

Atonality Out of Necessity

"The method of composing with twelve tones grew out of a necessity. In the last hundred years, the concept of harmony has changed tremendously through the development of chromaticism. The idea that one basic tone, the root, dominated the construction of chords and regulated their succession—the concept of tonality—had to develop first into a concept of extended tonality. ...[I]t became doubtful whether a tonic appearing at the beginning, at the end, or at any other point really had a constructive meaning. ...In this way, tonality was already dethroned in practise, if not in theory." (Style and Idea, Arnold Schoenberg, "Composition with Twelve Tones".)

Compare with this.

Plato and Schoenberg

"Moreover, so much of music as is adapted to the sound of the voice and to the sense of hearing is granted to us for the sake of harmony; and harmony, which has motions akin to the revolutions of our souls, is not regarded by the intelligent votary of the Muses as given by them with a view to irrational pleasure, which is deemed to be the purpose of it in our day, but as meant to correct any discord which may have arisen in the courses of the soul, and to be our ally in bringing her into harmony and agreement with herself...." (Plato, Timaeus, [47d and ff.].)

Most modern readers would dismiss this as the typical Platonic idea that any sort of art needs to have a message. Music should "correct any discord" inside us and bring harmony into our souls. Composers of the last 500 years have certainly used music more as a means of portraying reality rather than delivering a sermon or giving us inner peace. That way, Stravinsky's Rite of Spring can be a "beautiful" piece insofar as it represents well the reality that he's trying to portray, much like a painting of a battle can be beautiful, though its subject is grotesque.

Harmonic Emancipation and Its Dissenters

"The forces that ultimately to lead to the breakdown of the tonal system, or at least the end of its dominance of Western music traditions, may be viewed as the logical extension of the direction in which music had been developing since the beginning of the nineteenth century.... We might also note that melody was gradually released from its traditional harmonic associations, with the result that melodic and harmonic successions began to exist in their own coloristic right." (Tonal Harmony with an Introduction to Twentieth-Century Music, Kostka and Payne, "Tonal Harmony in the Late Nineteenth Century.")

Think of it this way - if you set your goal as beating the fastest record for the 100-meter dash, the logical conclusion is that you want to run the race as close to zero seconds as possible. The "breakdown of the tonal system" is the "logical extension" of the trajectory of music in the 19th century, whose goal had been taking harmony to the most emancipated place possible. Schoenberg himself talks about this and certainly views the atonal system in these very terms.

But there is always a reaction away from any dominant movement. (No puns intended.) Practically all the music that is not in the German tradition of increasing chromaticism can be categorized as a vague return to modality. Kostka and Payne even note this. Think for a moment.

The French school was dominated by Debussy and Ravel in the turn of the century and the first half of it. They worked, primarily, in the whole tone scale and the Dorian mode. (Check out Jeau D'eau, for instance.) Olivier Messiaen was also a central figure and not entirely atonal. He worked in "modes of limited transposition". Even in a piece like La Transfiguration, he wanders far, but never entirely away, from E major throughout the entire work.

The English school was dominated by figures like Vaughn Williams, Holst, Walton, and Britten. Look how much of their music employs the Church modes. (The Fantasia on a Theme by Thomas Tallis comes to mind immediately, but so does Jupiter, Somerset Rhapsody, any of the choral music of Walton and Britten and showing up prominently elsewhere.)

The Russian school is enormous and odd. But look at Petrushka by Stravinsky, Scheharazade by Rimsky-Korsakov. When not gushing with Wagnerian chromaticism (like Rachminanov) or verging on atonal (like everyone else), even the Russians resort to static harmonies and "tonal" centers without dominant chords.

Modality permeates music that is not along this central trajectory (as at least Schoenberg thought it) of Classical music. It seems that Classical music is obsessed with looking back at two things - primarily, the Classical age of drama (like the Monodists and Wagner) and, secondarily, the folk and Church music that provides a strangely removed flavor.

A gorgeous, concrete example of all this is the Somerset Rhapsody by Gustav Holst (previously mentioned). Check it out - he stays almost entirely in modes (Dorian, Aeolian, Lydian) with a few splashes of harmonic color. It's peaceful and almost fairy-tale-esque in tone. Then, for whatever reason, Holst decides to go Wagnerian (listen to the chromatic scales in the violas and woodwinds) at 6:15 in the recording until it fades away about halfway through the seventh minute. A wonderful example of the conflict present in most 19th and 20th century composers between a look back at modality and a look forward toward harmonic emancipation.

Running a Race in Zero Seconds

"Wagner's art recognises only superlatives, and a superlative has no future. It is an end, and not a beginning."

Edward Hanslick (1825-1904), in: Pleasants, ed., Hanslick's Music Criticism (1950).

True, but slightly misplaced. Hanslick may have thought Wagner was a superlative, but he was only the necessary comparative to Schoenberg, who was the true superlative. Taking a tonal center away from a piece as a whole was Wagner's subversion in the Tristan prelude. But taking it away at any and every given moment was the next, logical step. Perhaps another quote is appropriate about Wagner, then.

"Is Wagner a human being at all? Is he not rather a disease? He contaminates everything he touches -- he has made music sick. I postulate this viewpoint: Wagner's art is diseased." Friedrich Nietzsche, Der Fall Wagner (1866).

Schoenberg on Emancipation and History

"The procedure [of the "atonal" school] is based upon my theory of 'the emancipation of the dissonance.' Dissonances, according to this theory, are merely more remote consonances in the series of overtones. Though the resemblance of the more remote overtones to the fundamental tone gradually diminishes, their comprehensibility is equal to the comprehensibility of the consonances. Thus to the ear of today their sense-interrupting effect has disappeared. Their emancipation is as justified as the emancipation of the minor third was in former times."

(Arnold Schoenberg, Structural Functions of Harmony, from "Apollonian Evaluation of a Dionysian Epoch".)

Schoenberg on Pre-Bach

"To base the teaching of counterpoint on Palestrina is as stupid as to base the teaching of medicine on Aesculapius. Nothing could be more remote from contemporary ideas, structurally and ideologically, than the style of this composer. Besides, his contrapuntal technique...does not demonstrate the more difficult problems and their solutions discovered only shortly after him." (Some Aspect of Counterpoint in Selected Works of Arnold Schoenberg, Boris William Pillin.)

It may be chronological snobbery, but it's an excellent example of a common, understated attitude amongst academia of (at least) the early 20th century toward Renaissance polyphony.

Atonality, the Logical Conclusion

"Thus Schoenberg, as well as many of his disciples, regarded atonality and the dominance of chromaticism as a logical, if not inevitable, historical phenomenon." (Some Aspect of Counterpoint in Selected Works of Arnold Schoenberg, Boris William Pillin.)

This much one can accept—the question is, the logical conclusion of what?